The Richey May Blogroll

Anything and everything related to finance and real estate.

The Custody Rule Revisited

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The Custody Rule Revisited

The Custody Rule (Rule 206(4)-2) requires that advisors custody client funds and securities with a qualified custodian. Advisors must notify their clients that they are doing …read more

Rising Costs to Originate

March 2015 Costs to originate, and in particular fulfillment costs, have been on the rise since 2012. Variability in production volumes, which at times has …read more